From: quantum_jazzman@yahoo.com
Newsgroups: uk.finance
Subject: Re: IFA declared "not a fit and proper person" by FSA. Is this serious?
Date: 25 Nov 2006 14:54:55 -0800
   posting-account=7g-4XQ0AAACevrhsrWJgIWNjJkJkb2ji


> I suppose I would ask her to come clean.  If there are some unanswered
> questions I'd walk.  She ought to have kept a file on what's happened, so
> ask for it.  If it's too prying for her, again walk.  There might have be=
en
> a good reason at the time, pregnancy, death in family, all sorts of reaso=
ns.
> It is up to her to allay your fears.
>
> In the end it's personal choice. Have you known this person for long?  Do
> you trust her?  Working for you is one thing, but working "with" is
> something different.  How long ago did this all happen?

I didn=B4t express myself well.  By working with I meant I'm receiving
financial advice from her, I'm her client. Specifically, she would help
me with investment recommendations but she wouldn't directly handle the
money.